JOHN RUTHERFORDSTOCK ACT

JOHN RUTHERFORD

REP. FL04 · R

ACTIVE 2017-07-11 → 2022-03-23

#56 OF 371 BY ACTIVITY#145 OF 371 BY VOLUME

↓ EXPORT JSON

$358K

MARKET VOLUME

-$57K

EST. EXCESS RETURN

330

TRANSACTIONS

Activity Summary

330
TRANSACTIONS: 163
BUYS: 167
SELLS: -4
NET: 169
TICKERS: 34D
MED DISC LAG: $358K
MARKET VOL

MOST TRADED RHHBY BCE BMY DTEGY MGDDY

Cumulative Net Flow0 TRADES IN WINDOW

NET FLOW

MARKET VOLUME

TRADES

—

DIRECTION

NOT ENOUGH TRADES IN THIS WINDOW

NO RETURN FIGURES EXIST FOR SEC FORM 4 ROWS, SO THIS PLOTS CUMULATIVE NET FLOW — MARKET BUYS MINUS SELLS AT FILED PRICES. OPTION EXERCISES AND GRANTS ARE EXCLUDED: THEY PRICE AT STRIKE, NOT MARKET, AND WOULD OVERSTATE VOLUME SEVERALFOLD.

Positions Traded169 TICKERS

TICKER	B/S	VOLUME	EST. RET
NCLH	2/0	$16K	-$23K
CE	0/1	$15K	—
RHHBY	2/3	$5K	—
BCE	1/3	$4K	$1K
BMY	2/2	$4K	$1K
DTEGY	2/2	$4K	—
MGDDY	1/3	$4K	$765
NSRGY	2/2	$4K	—
SMFKY	2/2	$4K	—
BNPQY	2/1	$3K	—
BTI	1/2	$3K	$578
CVX	2/1	$3K	—
HD	1/2	$3K	—
MURGY	2/1	$3K	—
NVS	2/1	$3K	—
PLD	1/2	$3K	-$223
SNY	1/2	$3K	—
SFTBY	2/1	$3K	—
VALE	1/2	$3K	-$162
USB	2/1	$3K	-$3K
ABB	1/2	$3K	-$278
BAESY	1/2	$3K	—
MSFT	1/2	$3K	—
CMCSA	1/2	$3K	—
SGAPY	3/0	$3K	—
IMBBY	2/1	$3K	—
HMC	2/1	$3K	—
UPMKY	2/1	$3K	—
SMGZY	1/2	$3K	—
TOT	2/1	$3K	-$3K
ETN	1/2	$3K	—
DOW	1/1	$2K	—
TGOPY	1/1	$2K	$192
VOLVY	1/1	$2K	—
ABBV	1/1	$2K	—
MO	1/1	$2K	-$2K
AJG	1/1	$2K	$1K
ASX	1/1	$2K	—
BLK	1/1	$2K	-$574
CAT	1/1	$2K	—
CODYY	1/1	$2K	—
CCI	1/1	$2K	—
CVS	1/1	$2K	—
DPSGY	1/1	$2K	—
EMN	1/1	$2K	—
ENLAY	1/1	$2K	—
EVRG	1/1	$2K	-$412
XOM	1/1	$2K	-$1K
PEAK	1/1	$2K	—
HPQ	1/1	$2K	—
IBDRY	1/1	$2K	—
INTC	1/1	$2K	—
JNJ	1/1	$2K	—
KEY	1/1	$2K	—
KMI	1/1	$2K	—
MCD	1/1	$2K	—
MDT	1/1	$2K	—
MRK	1/1	$2K	—
MET	1/1	$2K	—
MDLZ	1/1	$2K	-$1K
PEP	1/1	$2K	—
PSMMY	1/1	$2K	—
PNC	1/1	$2K	—
PWCDF	1/1	$2K	—
PG	0/2	$2K	$840
PRU	1/1	$2K	-$2K
RTX	1/1	$2K	—
RIO	1/1	$2K	—
SIEGY	1/1	$2K	—
SO	1/1	$2K	-$1K
SVNLY	1/1	$2K	—
TSCDY	1/1	$2K	—
BK	1/1	$2K	$696
TKOMY	1/1	$2K	—
TTE	0/2	$2K	—
TM	0/2	$2K	—
TFC	1/1	$2K	—
TSN	1/1	$2K	—
UGI	1/1	$2K	-$764
UOVEY	1/1	$2K	—
VZ	1/1	$2K	—
WMT	1/1	$2K	—
ZURVY	1/1	$2K	—
AZSEY	1/1	$2K	—
CTVA	0/2	$2K	—
MFC	1/1	$2K	—
PFE	1/1	$2K	—
PSX	1/1	$2K	—
TRI	1/1	$2K	—
AFL	1/1	$2K	-$226
LVS	1/1	$2K	-$1K
AMGN	1/1	$2K	-$943
GSK	1/1	$2K	-$1K
T	1/1	$2K	—
CSCO	1/1	$2K	$445
KO	1/1	$2K	-$1K
JPM	1/1	$2K	—
WFC	1/1	$2K	—
LMT	1/1	$2K	-$841
UBS	1/1	$2K	-$2K
AEP	1/1	$2K	—
LYG	1/1	$2K	-$2K
SNP	1/1	$2K	—
AZN	1/1	$2K	—
LPT	1/1	$2K	$166
DEO	1/1	$2K	-$579
CMS	1/1	$2K	—
VOD	1/1	$2K	-$868
BBT	1/1	$2K	$2K
OGE	1/1	$2K	$177
ING	1/1	$2K	-$2K
MMC	1/1	$2K	—
QCOM	1/1	$2K	$84
BHKLY	2/0	$2K	—
NTTYY	2/0	$2K	—
EXC	1/1	$2K	—
MPC	1/1	$2K	—
JAPAY	1/1	$2K	—
DAL	1/1	$2K	-$43
NILSY	2/0	$2K	—
UTX	1/1	$2K	-$72
KMB	1/1	$2K	—
XRX	1/1	$2K	—
GE	1/1	$2K	-$1K
NSC	1/1	$2K	—
BTVCY	0/1	$1K	—
AVGO	0/1	$1K	—
DNHBY	0/1	$1K	—
FITB	0/1	$1K	—
FNF	0/1	$1K	—
GD	0/1	$1K	—
NTT	0/1	$1K	—
NNGPF	0/1	$1K	—
PM	0/1	$1K	—
PEG	0/1	$1K	—
SKHCY	0/1	$1K	—
UPMKF	0/1	$1K	—
WPC	0/1	$1K	—
DNBBY	0/1	$1K	—
NNGRY	0/1	$1K	—
AMCR	0/1	$1K	—
XYIGY	1/0	$1K	-$1K
BAC	0/1	$1K	—
COP	0/1	$1K	—
DDAIF	0/1	$1K	—
VLO	1/0	$1K	$2K
KAR	0/1	$1K	—
TPR	1/0	$1K	—
LLY	0/1	$1K	-$6K
VTR	1/0	$1K	—
HBAN	1/0	$1K	—
APD	1/0	$1K	—
F	1/0	$1K	—
FE	0/1	$1K	—
AMP	1/0	$1K	—
IP	1/0	$1K	—
WMB	1/0	$1K	—
SLB	1/0	$1K	-$2K
GILD	1/0	$1K	-$1K
OXY	1/0	$1K	-$2K
HSBC	1/0	$1K	—
PBSFY	1/0	$1K	—
RDS.B	1/0	$1K	—
SSEZY	1/0	$1K	—
VIV	1/0	$1K	—
VET	1/0	$1K	—
ORKLY	1/0	$1K	—
SKHHY	1/0	$1K	—
UN	1/0	$1K	-$3K

CLICK A TICKER TO FILTER THE TRANSACTION LOG. VOLUME USES FILED RANGE FLOORS.

Cadence & Filing Speed42 MONTHS

MONTHLY ACTIVITYPEAK 89 TRADES

2017-072022-03

DISCLOSURE LAGMEDIAN 34D

≤2D4 · 1%

3-7D9 · 3%

8-14D29 · 9%

15-30D56 · 17%

31-45D91 · 28%

>45D141 · 43%

FORM 4 IS DUE IN 2 BUSINESS DAYS; STOCK ACT FILINGS ALLOW UP TO 45. BARS PAST 45D ARE LATE FILINGS.

Transaction Log330 SHOWN OF 330

TRADED	TICKER	SIDE	SIZE	DISCLOSED	LAG
2022-03-23	WESTEND ETF DOW INC.	SELL	$1,001–$15,000	2022-04-19	27D
2022-03-16	3I GROUP PLC UNSPONSORED ADR	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF AB VOLVO CLASS B A	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF ABBVIE INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF ALTRIA GROUP, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF ARTHUR J. GALLAGHE	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF ASE TECHNOLOGY HOL	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	BCE, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF BLACKROCK, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF BNP PARIBAS AMERIC	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF BRISTOL-MYERS SQUI	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF BRITISH AMERICAN T	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF BRITVIC PLC SPONSO	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF BROADCOM INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF CATERPILLAR, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF CELANESE CORPORATI	SELL	$15,001–$50,000	2022-04-19	34D
2022-03-16	WESTEND ETF CHEVRON CORPORATIO	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF COMPAGNIE DE SAINT	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF CROWN CASTLE INTER	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF CVS HEALTH CORPORA	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF DEUTSCHE POST AG S	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF DEUTSCHE TELEKOM A	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF DNB ASA SPONSORED	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF EASTMAN CHEMICAL C	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF ENEL SOCIETA PER A	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	EVERGY, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF EXXON MOBIL CORPOR	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF FIFTH THIRD BANCOR	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF FNF GROUP OF FIDEL	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF GENERAL DYNAMICS C	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF HEALTHPEAK PROPERT	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF HOME DEPOT, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF HP INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF IBERDROLA SA SPONS	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF INTEL CORPORATION	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF JOHNSON & JOHNSON	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF KEYCORP	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF KINDER MORGAN, INC	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF MCDONALD'S CORPORA	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF MEDTRONIC PLC. ORD	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF MERCK & COMPANY, I	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF METLIFE, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF MICHELIN COMPAGNIE	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF MONDELEZ INTERNATI	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	MUENCHENER RE GROUP AG UNSPONS	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF NESTLE SA SPONSORE	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF NIPPON TELEGRAPH A	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF NN GROUP NV ORDINA	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF NOVARTIS AG	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PEPSICO, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PERSIMMON PLC UNSP	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PHILIP MORRIS INTE	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PNC FINANCIAL SERV	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	POWER CORP OF CANADA ORDINARY	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PROCTER & GAMBLE C	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PROLOGIS, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PRUDENTIAL FINANCI	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF PUBLIC SERVICE ENT	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF RAYTHEON TECHNOLOG	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF RIO TINTO PLC	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF ROCHE HOLDINGS AG	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF SANOFI - AMERICAN	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF SIEMENS AG AMERICA	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF SMURFIT KAPPA GROU	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF SOFTBANK CORP UNSP	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF SONIC HEALTHCARE L	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF SOUTHERN COMPANY	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF SVENSKA HANDELSBAN	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF TESCO PLC ORD AMER	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF THE BANK OF NEW YO	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF TOKIO MARINE HOLDI	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF TOTALENERGIES SE	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF TOYOTA MOTOR CORPO	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF TRUIST FINANCIAL C	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF TYSON FOODS, INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF UGI CORPORATION	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF UNITED OVERSEAS BK	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF UPM KYMMENE CORP O	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF VALE S.A. AMERICAN	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF VERIZON COMMUNICAT	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF W. P. CAREY INC. R	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF WALMART INC.	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	WESTEND ETF ZURICH INSURANCE G	SELL	$1,001–$15,000	2022-04-19	34D
2022-03-16	2000092669 DNB ASA SP/ADR	SELL	$1,001–$15,000	2023-08-02	504D
2022-03-16	ECT TICKER SYMBOL IS DNBBY. DN	SELL	$1,001–$15,000	2023-08-02	504D
2022-03-10	ALLIANZ SE ADS	SELL	$1,001–$15,000	2022-04-08	29D
2022-03-03	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-04-08	36D
2022-03-01	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2022-04-08	38D
2022-02-24	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2022-03-16	20D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2022-03-16	27D
2022-02-17	-- WAS NOT IN STOCK CATALOG TE	BUY	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2022-03-16	27D
2022-02-17		BUY	$1,001+	2022-03-16	27D
2022-02-17		BUY	$1,001+	2022-03-16	27D
2022-02-17		BUY	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		BUY	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		BUY	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		BUY	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2022-02-17		SELL	$1,001+	2022-03-16	27D
2021-03-01		BUY	$15,001+	2021-03-08	7D
2021-02-23	AT&T INC.	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	13D
2021-02-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-11-19	269D
2021-02-23		SELL	$1,001+	2021-03-08	13D
2021-02-23		SELL	$1,001+	2021-03-08	13D
2021-02-18	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-03-08	18D
2021-02-11	CASH OUT FROM IRA DIVIDENDS SM	SELL	$1,001–$15,000	2021-03-08	25D
2021-01-21	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2021-02-02	12D
2021-01-21	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2021-02-02	12D
2021-01-20	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2021-02-02	13D
2021-01-20		SELL	$1,001+	2021-02-02	13D
2020-12-22	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2021-02-02	42D
2020-12-07		BUY	$1,001+	2021-02-02	57D
2020-11-13		BUY	$1,001+	2021-02-02	81D
2020-10-21	AMERICAN ELECTRIC POWER COMPAN	SELL	$1,001–$15,000	2021-02-02	104D
2020-10-21	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2021-02-02	104D
2020-10-13	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2020-10-20	7D
2020-08-18	COMCAST CORPORATION - CLASS A	BUY	$1,001–$15,000	2020-10-20	63D
2020-06-22		BUY	$1,001+	2020-07-29	37D
2020-06-21	BRISTOL-MYERS SQUIBB COMPANY	BUY	$1,001–$15,000	2020-07-29	38D
2020-05-27		BUY	$1,001+	2020-07-29	63D
2020-05-11		BUY	$1,001+	2020-07-29	79D
2020-04-29	BAE SYSTEMS PLC SPONSORED ADR	SELL	$1,001–$15,000	2020-05-01	2D
2020-04-29	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2020-05-01	2D
2020-04-29	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2020-05-01	2D
2020-04-17		BUY	$1,001+	2020-05-01	14D
2020-04-15	ENGIY - ENGIE SPON ADR IMPERIA	SELL	$1,001–$15,000	2020-05-01	16D
2020-04-14	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2020-05-01	17D
2020-04-09		SELL	$1,001+	2020-05-01	22D
2020-03-18	SOBKY - SOFTBANK CORPS UNSPONS	BUY	$1,001–$15,000	2020-05-01	44D
2020-03-17	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2020-05-01	45D
2020-03-17		BUY	$1,001+	2020-05-01	45D
2020-02-24	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2020-05-01	67D
2020-02-11		SELL	$1,001+	2020-05-01	80D
2020-01-15	ASTRAZENECA PLC	SELL	$1,001–$15,000	2020-01-23	8D
2020-01-15	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2020-01-23	8D
2020-01-15		BUY	$1,001+	2020-01-23	8D
2020-01-15		SELL	$1,001+	2020-01-23	8D
2020-01-07		SELL	$1,001+	2020-01-23	16D
2019-11-21		BUY	$1,001+	2019-12-18	27D
2019-11-19	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2019-12-18	29D
2019-11-19	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2019-12-18	29D
2019-10-28	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2019-12-18	51D
2019-09-19	CATERPILLAR, INC.	BUY	$1,001–$15,000	2019-09-27	8D
2019-09-19	BOUGHT 11 SHARES CMS ENERGY CO	SELL	$1,001–$15,000	2019-09-27	8D
2019-09-17		BUY	$1,001+	2019-09-27	10D
2019-09-04		SELL	$1,001+	2019-09-27	23D
2019-07-10		SELL	$1,001+	2019-08-09	30D
2019-07-10		BUY	$1,001+	2019-08-09	30D
2019-07-05		SELL	$1,001+	2019-08-09	35D
2019-06-21		BUY	$1,001+	2019-08-09	49D
2019-06-21		SELL	$1,001+	2019-08-09	49D
2019-05-30		BUY	$1,001+	2019-08-09	71D
2019-05-30		SELL	$1,001+	2019-08-09	71D
2019-05-17		SELL	$1,001+	2019-08-09	84D
2019-04-24	KAR AUCTION SERVICES, INC	SELL	$1,001–$15,000	2019-05-10	16D
2019-04-24	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2019-05-10	16D
2019-04-18	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2019-05-10	22D
2019-03-19	KEYCORP	BUY	$1,001–$15,000	2019-04-02	14D
2019-03-19		SELL	$1,001+	2019-04-02	14D
2019-02-20		SELL	$1,001+	2019-02-28	8D
2019-02-19		BUY	$1,001+	2019-02-28	9D
2019-01-03		BUY	$1,001+	2019-01-31	28D
2019-01-02		SELL	$1,001+	2019-01-02	0D
2018-12-03	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2019-01-02	30D
2018-12-03		BUY	$1,001+	2019-01-02	30D
2018-12-03		BUY	$1,001+	2019-01-02	30D
2018-10-24	MARSH & MCLENNAN COMPANIES, IN	SELL	$1,001–$15,000	2018-10-30	6D
2018-10-24	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-10-30	6D
2018-10-24		SELL	$1,001+	2018-10-30	6D
2018-09-25	KINDER MORGAN, INC.	BUY	$1,001–$15,000	2018-10-02	7D
2018-09-25		SELL	$1,001+	2018-10-02	7D
2018-08-28	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-31	3D
2018-08-28		BUY	$1,001+	2018-08-31	3D
2018-08-23	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-31	8D
2018-08-23	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-31	8D
2018-07-26		BUY	$1,001+	2018-08-20	25D
2018-07-24	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	27D
2018-07-24	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-20	27D
2018-06-21	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	60D
2018-06-20	ENGIY STOCK EXELON CORPORATION	SELL	$1,001–$15,000	2018-08-20	61D
2018-05-16	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-20	96D
2018-05-16	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	96D
2018-05-01	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	111D
2018-04-30	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-20	112D
2018-04-19		SELL	$1,001+	2018-08-20	123D
2018-04-18		BUY	$1,001+	2018-08-20	124D
2018-03-19	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	154D
2018-02-21	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	180D
2018-02-21		SELL	$1,001+	2018-08-20	180D
2018-02-21		BUY	$1,001+	2018-08-20	180D
2018-02-14		BUY	$1,001+	2018-08-20	187D
2018-01-29		BUY	$1,001+	2018-08-20	203D
2018-01-29		BUY	$1,001+	2018-08-20	203D
2018-01-29		SELL	$1,001+	2018-08-20	203D
2017-12-28	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-20	235D
2017-12-28		BUY	$1,001+	2018-08-20	235D
2017-11-13	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	280D
2017-11-13	FORD MOTOR COMPANY	BUY	$1,001–$15,000	2018-08-20	280D
2017-11-13	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-20	280D
2017-11-13		SELL	$1,001+	2018-08-20	280D
2017-10-25	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	299D
2017-10-25	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-20	299D
2017-09-05	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	349D
2017-08-16	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	369D
2017-08-16	SMA - IRA - INVESTED IN MONEY	SELL	$1,001–$15,000	2018-08-20	369D
2017-08-16	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	369D
2017-08-14	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	371D
2017-08-14	NATIONAL FINANCIAL SERVICES/FI	SELL	$1,001–$15,000	2018-08-20	371D
2017-08-14		SELL	$1,001+	2018-08-20	371D
2017-08-14		BUY	$1,001+	2018-08-20	371D
2017-08-14		SELL	$1,001+	2018-08-20	371D
2017-08-14		SELL	$1,001+	2018-08-20	371D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	DMLRY STOCK EATON CORPORATION,	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	ROLLED OVER 457B RETIREMENT AC	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	MICROSOFT CORPORATION	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NNGRY STOCK NORFOLK SOUTHERN C	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-17		BUY	$1,001+	2018-08-20	399D
2017-07-11	ABB LTD	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	SKHHY STOCK SSE PLC SPONSORED	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	TELEFONICA BRASIL, S.A. ADS	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11	NATIONAL FINANCIAL SERVICES/FI	BUY	$1,001–$15,000	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D
2017-07-11		BUY	$1,001+	2018-08-20	405D